Figures
Abstract
Background
Prompt diagnosis of acute HIV infection (AHI) benefits the individual and provides opportunities for public health intervention. The aim of this study was to describe most common signs and symptoms of AHI, correlate these with early disease progression and develop a clinical algorithm to identify acute HIV cases in resource limited setting.
Methods
245 South African women at high-risk of HIV-1 were assessed for AHI and received monthly HIV-1 antibody and RNA testing. Signs and symptoms at first HIV-positive visit were compared to HIV-negative visits. Logistic regression identified clinical predictors of AHI. A model-based score was assigned to each predictor to create a risk score for every woman.
Results
Twenty-eight women seroconverted after a total of 390 person-years of follow-up with an HIV incidence of 7.2/100 person-years (95%CI 4.5–9.8). Fifty-seven percent reported ≥1 sign or symptom at the AHI visit. Factors predictive of AHI included age <25 years (OR = 3.2; 1.4–7.1), rash (OR = 6.1; 2.4–15.4), sore throat (OR = 2.7; 1.0–7.6), weight loss (OR = 4.4; 1.5–13.4), genital ulcers (OR = 8.0; 1.6–39.5) and vaginal discharge (OR = 5.4; 1.6–18.4). A risk score of 2 correctly predicted AHI in 50.0% of cases. The number of signs and symptoms correlated with higher HIV-1 RNA at diagnosis (r = 0.63; p<0.001).
Conclusions
Accurate recognition of signs and symptoms of AHI is critical for early diagnosis of HIV infection. Our algorithm may assist in risk-stratifying individuals for AHI, especially in resource-limited settings where there is no routine testing for AHI. Independent validation of the algorithm on another cohort is needed to assess its utility further. Point-of-care antigen or viral load technology is required, however, to detect asymptomatic, antibody negative cases enabling early interventions and prevention of transmission.
Citation: Mlisana K, Sobieszczyk M, Werner L, Feinstein A, van Loggerenberg F, Naicker N, et al. (2013) Challenges of Diagnosing Acute HIV-1 Subtype C Infection in African Women: Performance of a Clinical Algorithm and the Need for Point-of-Care Nucleic-Acid Based Testing. PLoS ONE 8(4): e62928. https://doi.org/10.1371/journal.pone.0062928
Editor: Rupert Kaul, University of Toronto, Canada
Received: November 16, 2012; Accepted: March 27, 2013; Published: April 30, 2013
Copyright: © 2013 Mlisana et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: CAPRISA is part of the Comprehensive International Program of Research on AIDS (CIPRA), which is funded by the National Institute of Allergy and Infectious Disease (NIAID), National Institutes of Health (NIH) and the US Department of Health and Human Services (DHHS) Grant #AI51794 and the National Research Foundation, South Africa, Grant # 67385. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Competing interests: The authors have declared that no competing interests exist.
Introduction
The devastating toll of the HIV/AIDS epidemic on sub-Saharan Africa, with 67% of the estimated 33.3 million world-wide HIV infections in this region alone, is well recognized [1]. Individuals with acute HIV infection (AHI) have been shown to be more infectious compared to individuals with chronic infection. Data from several cohorts provide estimates of HIV transmission per coital act in sub-Saharan Africa, with dramatically higher transmission rates during acute and early, compared to latent or chronic infection [2]–[4]. One study modeling the impact of antiretroviral therapy (ART) on the HIV epidemic estimated that 38.4% of ongoing HIV transmissions are attributable to sexual contact with early HIV index cases [5]. This is presumably due to several factors including very high plasma and genital tract HIV viral load [6]–[9]. Early identification of individuals in the acute/early stage of infection would not only enable prompt intervention to prevent transmission to negative partners, but may also allow for earlier initiation of treatment. Data on the clinical benefits of ART in patients with acute HIV are conflicting [10]–[12]. Theoretical benefits of this intervention include potentially preserving immune function, reducing the pool of latently infected CD4 cells, thereby altering the virologic set point and delaying disease progression. These have to be weighed against side effects and patient readiness to start antiretrovirals [3], [13]–[17].
Making the diagnosis of acute HIV infection is challenging since the signs and symptoms of acute retroviral syndrome are non-specific. Of note, data on clinical characteristics of subtype C infection, particularly among women, are currently limited [18], [19]. Days to weeks after acquisition, 40–90% of individuals develop signs and symptoms including a flu-like illness or mononucleosis-like syndrome [20]. The onset of symptoms coincides with viral replication and peak viremia [21]–[23]. During this window period, only HIV RNA can be detected in plasma until the appearance of p24 antigen and, subsequently, HIV antibodies. Laboratory-based fourth generation Ag/Ab combination assays improve detection of acutely-infected individuals compared to third generation antibody assays. However, in resource limited, high prevalence settings, health services rely predominantly on point-of-care testing (POCT) and, disappointingly, a recent evaluation found that the antigen component of the fourth generation Determine® HIV-1/2 Ag/Ab Combo rapid test performed poorly in detecting acute infection [24]. Initiating RNA testing still requires clinician’s high index of suspicion and availability of resources. Thus, a clinical algorithm which prioritizes nucleic acid HIV testing would be of benefit, especially in decentralized health care settings.
The study, conducted by the Centre for the AIDS Programme of Research in South Africa (CAPRISA), was a prospective cohort study to examine the pathogenesis of acute HIV subtype C infection and to describe the immunologic, virologic and clinical characteristics of acute and early infection [25]. The purpose of the current analysis was (i) to describe the signs and symptoms of AHI in order to develop a diagnostic model for identifying cases with high probability of AHI which would allow interventions like targeted HIV-1 RNA or p24 antigen testing; (ii) to calculate sensitivity and specificity of the risk score to predict presence or absence of AHI; (iii) to correlate clinical signs and symptoms of AHI with early virologic and clinical progression of HIV.
Methods
Ethics Statement
Ethics approval for the study was obtained from the University of KwaZulu-Natal and the University of Cape Town. Written informed consent was obtained from all participants.
Cohort
Between August 2004 and May 2005, a cohort of 245 HIV-uninfected women at high risk of infection was recruited in Durban, South Africa [25]. Women were considered high-risk if they reported having more than three sexual partners in the past 3 months or self-identified as sex workers.
Study Evaluations and Definition of Acute HIV Infection
Demographic and behavioural questionnaires were administered at enrollment. Women were evaluated at baseline and monthly thereafter with standardized interviews using a locally developed Clinical Evaluation Tool (CET) to screen for signs and symptoms associated with AHI. Interviews were performed by the research clinician who either spoke the local language or was assisted by a nurse who acted as an interpreter. Signs and symptoms screened for included: fever, fatigue, lethargy, night sweats, rash, headache, swollen lymph glands, sore throat, myalgia, any swollen joints, morning stiffness (joints), nausea, vomiting, diarrhoea, mucocutaneous ulceration, gingivitis, loss of appetite, reported weight loss, confusion, photophobia, neck stiffness, retro-orbital pain and vaginal discharge. Women also underwent a physical examination to determine the presence or absence of fever (>38°C), measured weight loss, evidence of rash, lymphadenopathy, pharyngitis, thrush, mucocutaneous ulceration, conjunctivitis, hepatomegaly and splenomegaly. Whilst sexually transmitted infections (STIs) were managed syndromically, six monthly laboratory screening for STIs was performed as well.
The CET was administered before the HIV status was established. HIV testing algorithm consisted of two rapid HIV-1 antibody tests: the Determine HIV-1 test (Abbott Diagnostics, Johannesburg, South Africa) and the Capillus HIV-1/HIV-2 test (Trinity Biotech, USA). Discordant rapid antibody results were confirmed by HIV enzyme immunoassay (EIA) (BEP 2000; Dade Behring, Marburg, Germany). A pooled plasma HIV-1 RNA (AMPLISCREEN™ HIV-1 Tests, v1.5– Roche Diagnostics) was performed at enrollment and each visit subsequently, irrespective of antibody result. A primary pool containing 24 samples was used and if positive disaggregated into smaller secondary pools. Diagnosis of AHI was made if a woman had detectable plasma HIV RNA level (using <400 copies/mL lower limit of detection assay) and/or a positive HIV antibody test following a previously documented negative test. Women presenting for unscheduled visits also completed a CET and were tested for HIV following the same algorithm. Participants underwent risk reduction counseling and were provided with male and female condoms at every visit.
Data Analysis
Signs and symptoms reported on the CET at all HIV-negative visits and the AHI visit were used in the analysis. Prevalence of signs and symptoms at both the AHI and non-AHI visits was assessed. Weight before and after seroconversion was compared using a Wilcoxon signed rank test. A Pearson’s correlation coefficient was calculated to assess the strength of the linear relationship between the number of signs and symptoms and viral load, as well as CD4 count, measured at seroconversion, 6 and 12 months post infection. Signs/symptoms at the AHI visit were compared to those captured on the CET at HIV-negative visits from both seroconverters and those who remained HIV negative. To determine which signs/symptoms were associated with AHI, symptoms in women who seroconverted were compared with symptoms in women who remained HIV negative. Odds ratios (OR) for each of the signs/symptoms were calculated using a generalized estimating equation model, using a binomial distribution, accounting for multiple visits for the same participant. Two adjusted models were fitted to assess clinical factors predictive of AHI. Variables which were associated with AHI at p<0.15 in each of the models were then included in the final model, which was used to develop a model-based score to predict AHI. In addition to applying a risk score model to predict AHI, the absolute number of signs/symptoms was also assessed to determine association with AHI. Sensitivity, specificity and positive likelihood ratios (with 95% confidence intervals) for detecting AHI were calculated for different numbers of signs and symptoms. This was also repeated excluding POCT negative, RNA positive participants reflecting current clinical practice in South Africa where RNA testing is not part of the algorithm for HIV diagnosis. All data analysis was performed using SAS version 9.2 (SAS Institute Inc., Cary).
Results
Demographic Characteristics of the Cohort
Between August 2004 and May 2005, 775 high risk women were screened and 245 HIV uninfected women were enrolled and followed monthly for two years. The demographic and behavioural characteristics of the 245 women have been described in detail elsewhere [25] and are summarized in Table 1. Briefly, the median age of the participants was 36 (interquartile range (IQR): 24–42) years, 41.2% had at least 11 years of education, 58.8% reported using a condom at last sexual encounter, 13.9% and 35.0% indicated that they were never able to insist on condom use with casual and steady partners, respectively [26]. Most women (85.4%) reported having 2–5 casual partners in the 3 months prior to enrollment and 78.8% were self-identified commercial sex workers. Of note, the prevalence of HIV among women screening for enrollment into the HIV negative cohort was 59.6% [25].
Signs and Symptoms in Acute HIV Infection
The 245 HIV negative women had 4845 HIV negative visits, scheduled monthly, with a missed visit rate of 3.9%. The median time between visits was 28 days (IQR 28 - 34 days). Twenty-eight women seroconverted after a total of 390 person-years of follow-up with an HIV incidence of 7.2/100 person-years (95%CI: 4.5–9.8).
The frequency of signs/symptoms reported at AHI visit was higher than that reported at the HIV-negative visits (Table 2). The most prevalent signs/symptoms reported at AHI visit were loss of appetite (28.6% vs. 2.1% in HIV uninfected, p<0.001), headache (25.0% vs. 5.7%, p<0.001), rash (25.0% vs. 2.9%, p<0.001), sore throat (21.4% vs. 2.1%, p<0.001), fever (17.9% vs. 2.9%, p<0.001), arthralgia (17.9% vs. 2.9%, p<0.001), and reported weight loss (21.4% vs. 1.3%, p<0.001). Of note, of the 28 acute infections, 60.7% (n = 17) had confirmed (measured) weight loss in the preceding two weeks, with a median reduction of 2.0 kg (IQR 1.3–2.6 kg). The median weight loss during seroconversion for all women with acute infection was 1.3 kg (IQR 0.0–2.2 kg; p = 0.025).
Fifty-seven percent of participants with AHI reported at least one sign or symptom and the specificity and likelihood ratios increased with an increasing number of reported symptoms (Table 3). Participants with one to three signs/symptoms were more likely to have AHI compared to women with no signs/symptoms (OR = 3.9; 95% CI: 1.6–9.2; p = 0.002); and presence of ≥4 signs/symptoms was strongly associated with AHI (OR = 17.3; 95% CI: 6.7–44.7; p<0.001). When excluding all POCT Ab negative, RNA positive AHI cases, the prevalence of signs/symptoms increased to 76.5% and the association with AHI was even stronger (1–3 symptoms: OR = 10.3; 95% CI: 3.1–34.5, ≥4 symptoms: OR = 36.9. 95% CI: 9.8–140). When comparing AHI and non-AHI visits among women who seroconverted, loss of appetite, fatigue, headache, rash and sore throat remained the most commonly reported symptoms.
Factors Predictive of Acute HIV Infection
In an adjusted model, six predictors of AHI were identified: age <25 years (OR = 3.2, 95% CI: 1.4–7.1), rash (OR 6.1, 95% CI: 2.4–15.4), sore throat (OR 2.7, 95% CI: 1.0–7.6), loss of appetite (OR 4.7, 95% CI: 1.4–15.6), weight loss (OR 4.4, 95% CI: 1.5–13.4), vaginal discharge (OR: 5.4, 95% CI: 1.6–18.4) and genital ulcer (OR 8.0, 95% CI: 1.6–39.5) (Table 4). In this cohort, behavioural factors, including number of partners, condom use, whether the partner was casual or steady, and educational level were not associated with AHI in the final model (data not shown).
Signs and Symptoms According to HIV Diagnostic Test
All participants had two POCTs and a viral load RNA performed at each visit. Positive results were followed up with a laboratory-based third generation ELISA test. Of the 28 women with AHI, 17 (60.7%) had positive POCTs including one participant with discordant POCTs, while all were HIV positive on RNA testing (Table 5). Three-quarters of women (13/17; 76.5%) with positive or discordant POCTs were symptomatic compared to only one quarter with two negative POCTs at AHI (3/11; 27.3%, p = 0.019) who would have been identified with our clinical algorithm. However, it is important to note that, 8/28 women (28.6%) were POCT negative and experienced no signs or symptoms at the AHI visit and would therefore not have been identified by POCT testing or any clinical evaluation of AHI symptoms.
Risk-score Model Predicting Acute HIV Infection
The variables significantly associated with AHI in the adjusted analysis were used to construct a predictor risk score for AHI using the regression coefficients from the final adjusted model. The signs/symptoms in the model were weighted by the regression coefficients, rounded off to the nearest integer. Hence, the risk score algorithm was calculated as follows:
A risk score was calculated for each visit. The sensitivity and specificity of different cut-off scores were determined by comparing the risk score with the HIV status (HIV-1 RNA and/or antibody positive) of the participant at every visit. Simply RNA PCR testing every person with at least one symptom would yield a sensitivity of 57.1%. A risk score of at least 1 occurred at 28.0% of participant visits. Having a score of at least 1, that is, presenting with any of the risk score symptoms or being under 25 years of age, would identify 67.9% cases of AHI and positive predictive value (PPV) of the test would be low at 1.4%. Using this scoring system, a score of 2 could identify 50.0% of AHI cases by testing only 7.3% of participants, with a PPV of 3.9%. At a cut-off of 3, only 3.0% of participants would be tested to identify 39.3% of all AHI, with a PPV of 7.5%.
Correlation of Number of Signs and Symptoms and Markers of HIV Disease Progression
There was a significant positive correlation between the number of signs/symptoms and the HIV-1 plasma viral load at the AHI visit (correlation coefficient of 0.63, p = <0.001) with participants who had a high viral load at seroconversion having a greater number of signs/symptoms. However, this trend did not persist, and no correlation was observed between the initial number of signs/symptoms and HIV-1 plasma viral loads at 6 or 12 months. There was no statistically significant correlation between the number of signs/symptoms and CD4 count at seroconversion (correlation coefficient of 0.16, p = 0.41). There was also no significant difference in the duration of signs/symptoms and self-reported severity of diarrhoea, skin rash, lethargy and pharyngitis (mild to severe) between women with AHI and HIV-negative women (data not shown).
Discussion
The period of acute HIV infection contributes to a considerable proportion of transmission events and, therefore, identifying those who are acutely infected is of paramount importance in curbing the epidemic [20]. Accurate diagnosis of acute HIV infection includes use of molecular techniques like HIV RNA PCR detection which may either be expensive or not readily available in some settings.
In this prospective cohort study of 245 high-risk women we identify clinical signs and symptoms predictive of acute subtype C infection. We present a screening algorithm which can be used to enhance detection of acute HIV infection in a resource-limited setting. Importantly, we report that younger age, rash, sore throat, loss of appetite, weight loss and vaginal discharge or genital ulcers were associated with AHI. A similar constellation of symptoms has been reported in other studies [27]–[32], although in our cohort none of the signs or symptoms had prevalence above 28.6%. In fact, fever, commonly reported in other studies, was found in only 17.9% of our participants [27]–[32]. Most available data, however, pertains to predominantly male cohorts with subtype B infection.
Data in the sub-Saharan African context is more limited [18], [19], [33], particularly among women with subtype C infection. Available literature on acute infection reports higher prevalence of symptoms than what was noted in our cohort. For example, in a prospective cohort of female sex workers in Kenya, 81% of women had at least one symptom, in comparison to only 57.1% in our cohort [18]. More recently, in a cross-sectional cohort of predominantly male adults presenting with fever in Mozambique, among those identified with acute infection, all had reported sore throat and 67% complained of a mononucleosis-like syndrome. The limitation of this particular study, however, was a small number of individuals with acute HIV infection and that the administration of the questionnaire a week after the diagnosis visit may have influenced the findings [34].
Our AHI cohort included individuals who were diagnosed by RNA testing alone potentially before a possible seroconversion illness could have manifested itself. Excluding these cases, the number of women who reported signs/symptoms was 76.5% similar to what has been previously reported [18], [19]. Other contributing reasons for the observed difference may have been cultural or gender-specific characteristics in reporting signs/symptoms, or differences in how HIV subtypes manifest disease [35]. In addition, the fact that our participants were not being evaluated in an STI clinic or referred for a particular complaint, meant that they were probably less likely to report signs/symptoms. It is therefore possible that if the clinical algorithm was applied to a primary health care facility or STI clinic, the sensitivity and specificity of the algorithm would improve, as well as its utility as part of an HIV screening initiative in these settings.
This study demonstrates that it is possible to create a model predictive of AHI in this population. RNA-PCR testing everyone with a risk cut-off of ≥1 (28.0% of participant visits), would allow for the identification of 67.9% of acutely-infected individuals. In contexts of limited resources, the cut-off score could be increased, thus reducing the number of tests done in order to identify acute infection. In our cohort, testing only women with a risk score of ≥2 would result in RNA-PCR testing of only 7.3% of participant visits, and half (50.0%) of all acute infections would be identified. The costs of these additional tests could be offset by the benefit of being able to intervene early in acutely-infected individuals, to initiate care and help prevent HIV transmission during this high-risk period.
Our algorithm did not yield as high a predictive value or sensitivity as the algorithm created from a cross-sectional assessment of individuals presenting at an STI clinic in Malawi. Powers et al, who included discordant POCT results in their model, were able to identify 95% of AHI cases by performing RNA or p24 testing in 40% of their population [19]. Apart from a difference in testing methodologies between the two studies, it is possible that the models were affected by differences in the population with higher overall prevalence of signs/symptoms such as genital ulcer disease in individuals presenting for diagnosis and treatment at an STI clinic in the Malawi study.
Many demographic factors such as number of sexual partners, age at sexual debut, education level and condom use were not significantly associated with AHI in our cohort. A possible explanation is that behavioural risk assessment was performed only at enrollment and thus, because of ongoing risk reduction counseling, it is possible that women modified their risk behaviour over the course of the study resulting in a decrease of HIV incidence over time [25]. Only age <25 years was strongly predictive of acute HIV infection (OR 3.2). This finding reflects what has been reported in other studies that indicate a higher incidence of HIV in younger women [36].
Availability of longitudinal follow-up data from the immediate post-seroconversion period, allowed us to demonstrate a correlation between the number of signs/symptoms and early HIV RNA levels. While in our study this association did not persist beyond the early HIV infection period, previous studies found an association between the number, severity and duration of symptoms and higher viral load set-points in patients infected with subtype B virus [37]–[39]. For example, one cohort study with over 600 individuals found that HIV RNA levels remained persistently higher in symptomatic compared to asymptomatic patients highlighting the need to identify those individuals and ensure access to care [40]. Data from sub-Saharan Africa is limited but our findings differ from what has been reported in a cohort of women in Kenya where higher set-point viral load and more severe illness at acute HIV infection predicted faster disease progression [41], [42].
Our study demonstrates that a considerable proportion of individuals (28.6%) neither test positive on conventional point-of-care testing nor report any symptoms when presenting to testing facilities with acute HIV infection. This population provides a true challenge for the scientific community to develop reliable fourth generation Ag/Ab combination POCTs or low-cost point-of-care viral load technology. Although the Determine® HIV-1/2 Ag/Ab Combo rapid test performed poorly in detecting acute infection in a recent trial [24] we hope that this is not the end of POCT Ag technology. Furthermore, several POCT viral load assays are currently being evaluated including the SAMBA (simple amplification based assay; Diagnostics Development Unit University of Cambridge) a semi quantitative test for using isothermal amplification and visual detection by dipstick, the Liat TM Analyser, manufactured by IQuum (Marlborough, MA), is a real-time, battery operated, small, portable PCR kit providing quantitative results and the Alere NAT system (Alere Technologies, Stirling, UK). The hope would be that the implementation of this technology, primarily developed in order to monitor HIV positive patients on ART, will also allow health care providers in less developed settings to test for AHI.
The strengths of our study rest in the fact that this is a longitudinal cohort composed of women with subtype C infection which was conducted in a non-STI clinic setting and therefore may be more representative of the general population. The cohort design included clinical assessment at every visit which allowed comparison of signs/symptoms pre-seroconversion to AHI visit. Given the poor specificity of signs/symptoms and concurrent background of other illnesses, this systematic clinical assessment is an advantage of this study. In contrast to previous studies, all participants underwent antibody and RNA PCR testing at every visit allowing a detailed analysis of the characteristics of these tests and correlation with symptoms.
Our study highlights the challenges associated with recognizing and diagnosing acute HIV infection in a cohort of women at high risk of infection. Although signs/symptoms of AHI are non-specific and highly variable, it is possible to identify a large proportion of individuals who have acute or early HIV infection if there is a high index of suspicion to consider the diagnosis and initiate appropriate testing. More advanced laboratory diagnostic tools offer promise of earlier detection of incident infections [21], but even then clinical judgement guiding prioritization of testing will remain critical, especially in resource-limited settings. Our risk score model based on several signs/symptoms most predictive of AHI may allow identification of women likely to be acutely infected with HIV and prioritize testing with RNA or newer generation assays, ultimately reducing cost of AHI diagnosis. Further independent validation of the model in different settings and larger sero-incidence cohorts would be important to assess the utility of the model in practice. In a setting where nucleic acid testing is not yet readily available, the ability to develop a checklist of signs/symptoms that would increase clinical suspicion of AHI would be of benefit for triaging of high-risk women and may lead to earlier detection of infection.
A recent study by Powers and colleagues concluded that in order to have a large impact on decreasing HIV prevalence, it is critical to identify and engage in care individuals in acute and early stages of HIV infection [5]. Thus, rapid detection of incident infections is an important component of test-and-treat and other prevention strategies. Screening for AHI is, however, associated with substantial costs of using newer generation HIV diagnostics and adds operational challenges [43]. Until rapid and cheap point-of-care assays which reliably detect HIV RNA or p24 antigen are commercially available and deployable in resource-limited settings, detecting AHI will remain a challenge. In the meantime, a clinically relevant risk algorithm which would decrease the number of individuals needed to screen with laboratory tests to detect AHI, is critical. The window of opportunity to intervene is narrow but the potential to benefit the individual and prevent onward transmission is considerable.
Acknowledgments
We thank all the acute infection study participants who are making an important personal contribution to HIV prevention research through their continued support and participation in our work. The scientific and supportive role of the whole CAPRISA 002 study and protocol team is gratefully acknowledged. The study team comprised of Dr Itua Iriogbe, Dr Saba Shembe, Nurse Nozipho Nhlabathi, Nurse Lindiwe Mpanza, Administrator Yoliswa Miya and Counselor Hlengiwe Shozi.
Author Contributions
Conceived and designed the experiments: KM MS FvL CW. Performed the experiments: KM FvL NN. Analyzed the data: KM LW AF NG. Wrote the paper: KM LW AF NG.
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