Correction
30 Aug 2012: Dorsey ER, the Huntington Study Group COHORT Investigators (2012) Correction: Characterization of a Large Group of Individuals with Huntington Disease and Their Relatives Enrolled in the COHORT Study. PLOS ONE 7(8): 10.1371/annotation/25881bc7-922d-4472-9efd-f0896b1a3499. https://doi.org/10.1371/annotation/25881bc7-922d-4472-9efd-f0896b1a3499 View correction
Figures
Abstract
Background
Careful characterization of the phenotype and genotype of Huntington disease (HD) can foster better understanding of the condition.
Methods
We conducted a cohort study in the United States, Canada, and Australia of members of families affected by HD. We collected demographic and clinical data, conducted the Unified Huntington's Disease Rating Scale and Mini-Mental State Examination, and determined Huntingtin trinucleotide CAG repeat length. We report primarily on cross-sectional baseline data from this recently completed prospective, longitudinal, observational study.
Results
As of December 31, 2009, 2,318 individuals enrolled; of these, 1,985 (85.6%) were classified into six analysis groups. Three groups had expanded CAG alleles (36 repeats or more): individuals with clinically diagnosed HD [n = 930], and clinically unaffected first-degree relatives who had previously pursued [n = 248] or not pursued [n = 112] predictive DNA testing. Three groups lacked expanded alleles: first-degree relatives who had previously pursued [n = 41] or not pursued [n = 224] genetic testing, and spouses and caregivers [n = 430]. Baseline mean performance differed across groups in all motor, behavioral, cognitive, and functional measures (p<0.001). Clinically unaffected individuals with expanded alleles weighed less (76.0 vs. 79.6 kg; p = 0.01) and had lower cognitive scores (28.5 vs. 29.1 on the Mini Mental State Examination; p = 0.008) than individuals without expanded alleles. The frequency of “high normal” repeat lengths (27 to 35) was 2.5% and repeat lengths associated with reduced penetrance (36 to 39) was 2.7%.
Citation: Dorsey ER, the Huntington Study Group COHORT Investigators (2012) Characterization of a Large Group of Individuals with Huntington Disease and Their Relatives Enrolled in the COHORT Study. PLoS ONE 7(2): e29522. https://doi.org/10.1371/journal.pone.0029522
Editor: Alfred Lewin, University of Florida, United States of America
Received: March 21, 2011; Accepted: November 29, 2011; Published: February 16, 2012
Copyright: © 2012 Dorsey et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Funding: CHDI Foundation, Inc. (http://www.highqfoundation.org/) funded the ongoing study and contributed to the study's design, analysis, interpretation of data, writing of the report, and the decision to publish. The sponsor had no role in data collection.
Competing interests: J. Giuliano, D. van Kammen, and J. Warner are employed by CHDI Foundation Inc, the sponsor of this study. No other authors have financial disclosures related to this manuscript. This does not alter the authors' adherence to all the PLoS ONE policies on sharing data and materials.
Introduction
Huntington disease (HD) is an autosomal dominant neurodegenerative disorder resulting from an unstable expansion of a cytosine-adenine-guanine (CAG) trinucleotide repeat in the Huntingtin gene [1]. The CAG repeat length normally varies from 6 to 35 CAG units. Repeat lengths from 27 to 35 are considered “high normal” and may expand in subsequent generations [2]–[4]. Repeat lengths from 36 to 39 exhibit reduced penetrance, with disease manifestations occurring at a later age or not at all [3]–[5]. Alleles with forty or more repeats are fully penetrant and inevitably associated with neuronal degeneration and the progressive motor, cognitive, and behavioral features of HD [6]. Although longer CAG repeat expansions are associated with earlier disease manifestation [7]–[9], age of onset varies considerably for any given CAG repeat expansion [10].
The prevalence of HD is approximately 1 per 10,000 individuals, with a significant population at risk for the disease [11]–[12]. Improved understanding of and treatments for HD may, therefore, benefit not only those with manifest disease but also asymptomatic individuals who carry an expanded allele. Few treatments are available that specifically target HD, and no therapies currently prevent or delay disease onset or progression. We, therefore, conducted a cohort study of affected, unaffected, at-risk, and not at-risk individuals from the HD community to characterize the natural history of HD by collecting clinical data and biological samples to enhance the design of future clinical trials aimed at reducing the burden of HD. We report the baseline characteristics of the study population.
Methods
The protocol for this trial and is available as supporting information; see Protocol S1
Study design
The Cooperative Huntington Observational Research Trial (COHORT) is an observational study designed to collect phenotypic data and biological samples from individuals with HD and their family members.
Setting
Beginning on February 14, 2006, investigators at 44 sites in the United States (n = 38), Canada (n = 4), and Australia (n = 2) enrolled research participants. We report baseline data collected through December 31, 2009. The study was concluded on June 30, 2011.
Participants
Eligible research participants were from four groups: (1) individuals with clinically diagnosed HD, (2) individuals who pursued genetic testing prior to baseline, carry an expanded allele, but did not have clinically diagnosed HD; (3) first-degree or second-degree relatives of individuals in the first two groups; and (4) spouses or caregivers of individuals enrolled from group one or two. Individuals under 18 years could only enroll if they were clinically diagnosed with HD.
Ethics
The institutional review board of the University of Rochester and each site approved the protocol. All study participants provided written informed consent, or, if unable had an authorized representative provide consent on their behalf. Participants agreed to baseline and annual evaluations for an indefinite time period with no predetermined limit on the sample size. To protect the confidentiality and data of participants, all were assigned a unique identification number without identifying information.
Outcomes
At baseline, a site investigator and coordinator obtained demographic and clinical data, performed a complete physical and neurological exam, including the Unified Huntington's Disease Rating Scale (UHDRS) [13] and Mini Mental State Examination (MMSE) [14], and collected a blood sample for DNA isolation and for establishing an optional transformed lymphoblastoid cell line. At follow-up visits, new clinical events and current medications were recorded and an examination, including the UHDRS and the MMSE, was performed. Individuals reporting scores above a pre-specified threshold for depressed mood or suicidal ideation were referred to a mental health professional.
Huntingtin CAG repeat genotyping
The Huntingtin CAG repeat size was determined by polymerase chain reaction amplification, using genomic DNA extracted from blood and, if provided, lymphoblastoid cell lines [15]. All genotyping was performed at a single site (Center for Human Genetic Research, Massachusetts General Hospital, Boston, Massachusetts). Alleles with 36 or more repeats were considered expanded. Individual genotypes remained anonymous and were not communicated to any party.
Reportable events
To promote the safety of participants, a clinical monitor and an independent event monitoring committee evaluated reportable events, including suicides, suicide attempts, deaths other than suicides, and premature withdrawals.
Optional assessments
Participants had the option to provide blood to generate a lymphoblastoid cell line for future research, to be informed of clinical trials, and to complete a baseline Family History Questionnaire (which is not included in this report) that was updated annually to track births, deaths, and HD diagnoses.
Statistical methods
Based on prior genetic testing results, Huntingtin genotyping, and baseline clinical diagnosis, participants were classified into six groups. An affirmative response to UHDRS question 80, “Based on the entire UHDRS, do you believe with a confidence level ≥99% that this subject has manifest HD?” classified the individual as having clinically diagnosed HD.
Three groups had an expanded allele: individuals with clinically diagnosed HD, first-degree relatives who had pursued genetic testing, and first-degree relatives who had not pursued genetic testing. Three groups did not have an expanded allele: first-degree relatives who had pursued genetic testing, first-degree relatives who had not pursued genetic testing, and spouses and caregivers.
Participants' demographic, clinical, and genetic characteristics were compared across the six groups using descriptive statistics. For each characteristic, an overall test of heterogeneity of means or proportions was performed. To provide some protection against multiplicity effects, additional comparisons were restricted to those characteristics for which the overall test was significant. For these characteristics, additional testing was limited to six comparisons: (1) clinically diagnosed HD vs. all other groups; (2) clinically diagnosed HD vs. relatives with expanded alleles; (3) clinically diagnosed HD vs. spouses and caregivers; (4) relatives with an expanded allele who had pursued genetic testing vs. those who had not pursued genetic testing; (5) relatives with expanded alleles vs. relatives without an expanded allele; and (6) relatives without an expanded allele who had not pursued genetic testing vs. those that had pursued genetic testing. Continuous outcomes, adjusted for age and gender, were compared using analysis of covariance models that were used to conduct overall tests of heterogeneity of means, estimate contrasts of the group means, and evaluate the six comparisons. Categorical outcomes were compared using chi-square or Fisher's exact tests. Hypothesis testing was conducted at the two-sided significance level of 5%.
Results
Participants
Between February 14, 2006 and December 31, 2009, 2,318 participants enrolled in the COHORT study. Data from 333 (14.4%) participants were excluded from this analysis for the following reasons: 288 had incomplete genotypic data (e.g., absence of CAG repeat length data), 32 had inconsistent genotypic and clinical data (e.g., spouse or caregiver with an expanded CAG allele), seven were second-degree relatives excluded due to low enrollment, and six were missing data necessary for classification of an individual into a group [Figure 1].
Demographic characteristics and medical history
The 1985 participants in this analysis (Tables 1,2,3) were primarily female (56.3%), had completed at least 12 years of education at the time of enrollment (90.0%), but were not currently employed in the labor force (55.3%).
At baseline, 94 (4.7%) of the 1,985 participants reported at least one prior suicide attempt. Individuals with clinically diagnosed HD were more likely to have attempted suicide (7.1%) than caregivers or spouses (1.2%; p<0.001) and all other study participants (2.7%; p<0.001). The most commonly used medications among those with clinically diagnosed HD were anti-depressants (32.4%), multivitamins (27.4%) and anti-psychotics (24.5%) and for all other groups were multivitamins (27.4%), lipid modifying agents (18.9%), and anti-depressants (11.5%) (Table 4).
Clinical characteristics
Weight and body mass index varied significantly across groups. Individuals with clinically diagnosed HD weighed less (74.0 kg) than spouses and caregivers (83.6 kg; p<0.001) and had a lower body mass index (25.4 kg/m2 vs. 29.1 kg/m2; p<0.001). First-degree relatives who carried an expanded allele but were not clinically diagnosed with HD weighed less (76.0 kg vs. 79.6 kg; p = 0.01) and tended to have a lower body mass index (26.5 kg/m2 vs. 27.8 kg/m2; p = 0.06) than first-degree relatives without an expanded allele.
Motor, behavioral, cognitive, and functional scores on the UHDRS differed across groups, as those with clinically diagnosed HD had worse scores than all other participants (p<0.001 for all aspects of the UHDRS). Similarly, MMSE scores differed significantly across groups, and those with clinically diagnosed HD had worse scores (25.0) than spouses and caregivers (29.1; P<0.001). First-degree relatives with expanded alleles who were not clinically diagnosed with HD had lower MMSE scores (28.5) than all first-degree relatives without an expanded allele (29.1; p = 0.008).
Distribution of CAG repeat lengths
Table 5 and 6 show the distribution of participants' CAG repeat lengths for the larger and shorter Huntingtin alleles. Fifty individuals (2.5%) had a repeat length on their larger allele in the high normal range, and none had clinically diagnosed HD. Fifty-three individuals (2.7%) had CAG repeat lengths on their larger allele associated with reduced penetrance. Of these, 15 (28.3%) were diagnosed with HD prior to their baseline visit.
The average CAG repeat length of the larger allele was 44.2±4.1 for individuals with clinically diagnosed HD (range 36 to 100 repeats) and 42.6±2.8 for first-degree relatives with an expanded allele (range 38 to 58 repeats) [Figure 2].
Reportable events
Through December 31, 2009, one completed suicide in an individual with clinically diagnosed HD and eleven suicide attempts (nine in individuals with clinically diagnosed HD) occurred (Table 7). The individual who committed suicide had reported a prior history of depression and multiple previous suicide attempts. For the eleven participants who attempted suicide, nine (82%) were female, the mean age was 43.4 (range 26–55), seven (64%) had reported a prior history of depression, and four (36%) had reported a history of at least one previous suicide attempt. For those with clinically diagnosed HD, the most commonly reported cause was disease progression or complications (n = 8), followed by cardiac etiology (n = 5) and respiratory etiology (n = 5). The main reasons for premature withdrawal were voluntary withdrawal of consent (n = 20), lost to follow-up (n = 11), and caregiver decision (n = 5).
Discussion
In a large, multi-national observational study of individuals from families affected by HD, the groups enrolled differed in their demographic, clinical, and genetic features at baseline. While many differences observed were expected, several are noteworthy.
Consistent with the growing evidence that changes occur in individuals who carry an expanded allele prior to the clinical (motor) diagnosis of HD [16], these individuals had worse cognitive performance on the UHDRS and MMSE and weighed less than those without expanded alleles. A recent report found that nearly 40% of individuals who knew they carried an expanded Huntingtin allele but were not diagnosed with HD met criteria for mild cognitive impairment [17]. This study also adds evidence that weight loss may precede the clinical onset of symptoms [18] and is consistent with HD transgenic mice studies showing that weight loss precedes motor symptoms [19]–[20]. Future longitudinal assessment will more fully characterize the prodrome of HD.
The results also provide guidance on suicide risks among individuals from families with HD. Among individuals with HD, suicide is more common than in the general population [16], [21]–[24] and accounts for 5 to 7% of deaths [22]–[23], [25]. Over 25% of individuals with HD attempt suicide at least once [22]. Through 2009 only one suicide occurred in COHORT, and among 930 individuals with clinically diagnosed HD followed for more than 2000 participant-years, only nine suicide attempts occurred. The rate among individuals in other groups is lower. While the low rate may be due to low ascertainment, suicides and suicide attempts are prospectively assessed and reported within three working days after a site becomes aware of the event. The study's prospective annual assessment of mental health and the requirement for referral to a mental health professional when pre-specified mood and ideation thresholds are met may be contributing to the relatively low rates observed. Another factor is that COHORT's study population is not a random sample of the general HD population. However, it is likely representative of clinical trial participants and thus can serve as a useful comparator for investigations of experimental therapeutics.
Because of its large size, COHORT also provides an excellent opportunity to examine the prevalence of individuals who have CAG repeat lengths in the high normal range and in the range associated with reduced penetrance. In the present study population, 50 individuals had a larger allele in the high normal range and an additional 50 had a shorter allele in that range. Of these, 17 (5.1%) were among the 336 first-degree relatives who had not pursued prior genetic testing, and 15 (5.2%) were among the 289 first-degree relatives who had pursued genetic testing prior to the onset of HD. A previous study reported that 7% of individuals pursuing genetic testing for HD had CAG repeat lengths in the high normal range [26]. Together these results suggest that the prevalence of high normal alleles among individuals at-risk for HD is not rare. Based on modeling estimates, the likelihood that a male high normal allele carrier will have offspring with an expanded penetrant allele is small, on the order of one in a thousand [6], [27]. Although the current COHORT sample is not sufficiently large to test this estimate, future data linking across generations using the Family History Questionnaire could better define the stability of repeat lengths between generations, and longitudinal follow-up will help to characterize the clinical evolution of these individuals.
COHORT also has 53 individuals with CAG repeat lengths associated with reduced penetrance on their larger allele. Twenty-five (8.7%) of the individuals without clinically diagnosed HD who had pursued pre-symptomatic testing and 13 (3.9%) of first-degree relatives who had not pursued genetic testing had repeat lengths associated with reduced penetrance. These results correspond to a recent report that 5% of individuals undergoing pre-symptomatic testing have repeat lengths associated with reduced penetrance [26]. In COHORT, 15 (28.3%) of these 53 individuals had received a clinical diagnosis of HD prior to enrollment in the study. Current estimates suggest that at least 40% of individuals with a repeat in this range will be asymptomatic at age 65 [4], which can be verified through prospective assessments in COHORT.
Beyond this report, COHORT's value lies in its potential to serve as an open resource for HD investigators and to inform the design and conduct of future clinical trials. The phenotypic and genotypic data derived and the current biological specimens can be accessed by researchers anywhere through a brief proposal process by contacting cohort.projectmanager@ctcc.rochester.edu. Additional genetic evaluations of the influence of non-expanded Huntingtin CAG repeats, the GRIK2 gene [28], and other potential genetic modifiers of HD pathogenesis are underway. Many clinically-oriented questions remain, including a detailed longitudinal history of the cardinal features of HD; factors that influence those features; the long-term safety of approved and experimental therapies for HD; and trends in the clinical care of those with and at-risk for HD.
In addition to answering important research questions, COHORT can inform and enhance the investigation of experimental therapeutics. The selection of outcome measures that are sensitive to changes in different features of the disease with low variability is an important decision for clinical trials. In addition, COHORT can be used to determine the relative number of research participants available based on different inclusion criteria for clinical trials. Finally, the study can and has been used to identify potential research participants and sites for clinical trials based on key entry criteria. For example, in a study looking at a treatment for cognitive impairment in HD, COHORT could be used to identify research participants with a MMSE score below a specific threshold.
While COHORT has tremendous value and potential, it has several limitations. The study population – overwhelmingly white, relatively highly educated, and currently centered in three countries – may not be representative of the broader HD population. Study participants were enrolled primarily at academic research centers, which might limit the generalizability to individuals lacking access to these clinics, including those residing in nursing facilities. A sister European study called REGISTRY can address some of these limitations [29]. Another limitation is that COHORT currently has few biological markers tied to the study that can take advantage of the large and valuable clinical dataset. Additional studies could be incorporated into COHORT to allow better coupling of phenotypic data with the growing knowledge of biomarkers in HD [30]. Like other large, multi-center studies, ensuring the completeness of the clinical and genetic data captured in the study can be difficult. For this report, we excluded data from approximately 15% of research participants principally due to incomplete genetic data or potentially inconsistent clinical and genetic data, which is currently under investigation. Future collection and verification of the data over time will allow for more complete reporting.
This report details the baseline characteristics of nearly 2000 individuals from families affected by HD, demonstrates clinical differences and their size, and highlights over 150 individuals with high normal or reduced penetrant Huntingtin alleles. More importantly, this report establishes the foundation for valuable longitudinal analyses of this population, a resource for HD investigators globally, and a powerful tool for designing and conducting future trials of experimental therapeutics for HD.
Acknowledgments
Thanks
We thank all the COHORT research participants, their families, and caregivers for their participation and support in the study.
Statistics
Drs. Christopher Beck and David Oakes from the University of Rochester and John Warner from CHDI Foundation, Inc. conducted the statistical analyses.
Huntington Study Group COHORT Investigators
Authors: The following members of the Huntington Study Group are investigators in COHORT (Cooperative Huntington Observational Research Study) and authors of this report. Dr. E. Ray Dorsey had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.
Steering Committee: Ira Shoulson, (principal investigator), University of Rochester, Rochester, NY; James Gusella, (co–principal investigator), Massachusetts General Hospital; Tatiana Foroud (co-principal investigator), Indiana University School of Medicine; Daniel P. Van Kammen, CHDI Foundation Inc.
Publications & Data Use Committee: Tatiana Foroud (Chair), Indiana University School of Medicine; E. Ray Dorsey (Co-Chair), Johns Hopkins University; John Warner, Joseph Giuliano, CHDI Foundation Inc; Louise Vetter, Huntington Disease Society of America (HDSA); Oksana Suchowersky, University of Calgary; Christopher Beck, David Oakes, University of Rochester.
Participating Investigators and Coordinators: Frederick Marshall, University of Rochester; Karen Marder, Steven Frucht, Carol Moskowitz, Ronda Clouse, Paula Wasserman, Columbia University Medical Center; Kathleen Shannon, Jeana Jaglin, Rush University Medical Center; Josepth Jankovic, Alicia Palao, Baylor College of Medicine; Madaline Harrison, University of Virginia; Carlos Singer, Monica Quesada, University of Miami; Steven Hersch, Diana Rosas, Kaloyan Tanev, Keith Malarick, Massachusetts General Hospital; Amy Colcher, University of Pennsylvania; Juan Sanchez-Ramos, University of South Florida; Sandra Kostyk, Ohio State University; Jane Paulsen, University of Iowa; Joel Perlmutter, Samer Tabbal, Washington University; Christopher Ross, E. Ray Dorsey, Frederick Nucifora, Johns Hopkins University; Richard Dubinsky, Hilary Dubinsky University of Kansas Medical Center; Oksana Suchowersky, Mary Lou Klimek, University of Calgary; Randi Jones, Claudia Testa, Stewart Factor, Emory University School of Medicine; Dana Jennings, Institute for Neurological Disorders; John Morgan Medical College of Georgia; Donald Higgins, Eric Molho, Albany Medical College; John Adams, The Centre for Addiction and Mental Health, Toronto, Canada; Samuel Frank, Marie Saint-Hilaire, Melissa Diggin, Boston University; Sarah Furtado, University of Alberta; Francis Walker, Christines O'Neill, Vicki Hunt, Wake Forest University School of Medicine; Kimberly Quaid, Indiana University School of Medicine; Mark LeDoux, University of Tennessee Health Science Center; Lynn Raymond, Blair Leavitt, Joji Decolongon, University of British Columbia, Canada; Susan Perlman, University of California, Los Angeles; Jody Corey-Bloom, Guerry Peavy, Jodi Goldstein, University of California San Diego; Rajeev Kumar, Colorado Neurological Institute; Elizabeth McCusker, Jane Griffith, Clement Loy, Westmead Hospital, NSW, Australia; Vicki Wheelock, Terry Tempkin, Amanda Martin, University of California Davis; Martha Nance, Hennepin County Medical Center; Un Kang, University of Chicago; William Mallonee, Greg Suter, Hereditary Neurological Disease Center, Kansas; Fred Revilla, Maureen Gartner, University of Cincinnati/Cincinnati Children's Hospital; Carolyn Drazinic, Mary Jane Fitzpatrick, University of Connecticut; Michel Panisset, Hôtel-Dieu Hôpital-CHUM, Canada; Kevin Duff, University of Utah; Burton Scott, Duke University Medical Center; William Weiner, Bradley Robottom, University of Maryland School of Medicine; Edmond Chiu, Olga Yastrubetskaya, Andrew Churchyard, St Vincent's Aged Mental Health Service (SVAMHS) Melbourne, Australia; Timothy John Greenamyre, University of Pittsburgh; Pinky Agarwal, Booth Gardner Parkinson's Care Center, WA.
Biostatistics/Coordination Center: David Oakes, Christopher Beck, Suzanne Robertson, Dustina Holt, Ken Eaton, Patricia Lindsay, Lisa Deuel, University of Rochester.
DNA Genotyping Center: Marcy MacDonald, Center for Human Genetic Research, Massachusetts General Hospital.
In addition, we would like to acknowledge the following individuals for their contributions to the COHORT study: Irina Antonijevic, CHDI Foundation, Inc.; Charlyne Hickey, University of Rochester; Lisa Muratori, Elan Louis, Columbia University Medical Center; Nick Doucette, Ohio State University; Ergun Uc, Robert Rodnitzky, Anne Leserman, Stacie Vik, University of Iowa, Robert Davis, Susan Dietrich, University of Virginia; Vicki Segro, Diane Erickson, Colorado Neurological Institute; Vicki Hunt, Wake Forest University School of Medicine; Nancy Lucarelli, University of Pittsburgh; Janice Broyles, University of Kansas Medical Center; Jeanen DeLaRosa, University of Texas (Galveston); Elan Louis, Columbia University Medical Center; Peter Panegyres, Neurodegenerative Disorders Research, WA, AUS; Amy Schmidt, Stacey Barton, Washington University; Elaine Sperin, Claudia Testa, Emory University; University of California, Los Angeles; S. Elizabeth Zauber, Melissa Wesson, Indiana University; Robert McInnis, Massachusetts General Hospital; Claire Welsh, Johns Hopkins University; Melissa Wesson, Indiana University School of Medicine; Allison Coleman, University of British Columbia, Canada.
Author Contributions
Conceived and designed the experiments: RD TF JGG IS. Performed the experiments: JA PA CB EC AC RC AC JC JD LD MD RD CD HD RD KD KE SF MF TF SF SF SF MG JG JG TG JG JGG MH SH DH VH JJ JJ DJ RJ UK MLK SK RK BL ML PL CL MM KM WM KM FM AM EM JEM JM CM MN FN DO CO AP MP JP GP SP JP KQ MQ LR FR SR BR DR CR MS JS BS KS IS CS OS GS ST KT TT CT DV LV FW JW PW WW VW OY. Analyzed the data: CB DO. Wrote the paper: LD RD.
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