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The Population Growth Consequences of Variation in Individual Heterozygosity

  • Martina M. I. Di Fonzo ,

    martina.di-fonzo06@imperial.ac.uk

    Affiliations Department of Life Sciences, Imperial College London, Ascot, Berkshire, United Kingdom, Institute of Zoology, Zoological Society of London, London, United Kingdom

  • Fanie Pelletier,

    Current address: Département de biologie, Université de Sherbrooke, Sherbrooke, Quebec, Canada

    Affiliation Department of Life Sciences, Imperial College London, Ascot, Berkshire, United Kingdom

  • T.H. Clutton-Brock,

    Affiliation Department of Zoology, University of Cambridge, Cambridge, United Kingdom

  • Josephine M. Pemberton,

    Affiliation Institute of Evolutionary Biology, University of Edinburgh, Edinburgh, United Kingdom

  • Tim Coulson

    Affiliation Department of Life Sciences, Imperial College London, Ascot, Berkshire, United Kingdom

Abstract

Heterozygosity has been associated with components of fitness in numerous studies across a wide range of taxa. Because heterozygosity is associated with individual performance it is also expected to be associated with population dynamics. However, investigations into the association between heterozygosity and population dynamics have been rare because of difficulties in linking evolutionary and ecological processes. The choice of heterozygosity measure is a further issue confounding such studies as it can be biased by individual differences in the frequencies of the alleles studied, the number of alleles at each locus as well as the total number of loci typed. In this study, we first examine the differences between the principal metrics used to calculate heterozygosity using long-term data from a marked population of Soay sheep (Ovis aries). Next, by means of statistical transformation of the homozygosity weighted by loci index, we determine how heterozygosity contributes to population growth in Soay sheep by modelling individual contributions to population growth (pt(i)) as a function of several covariates, including sex, weight and faecal egg count – a surrogate of parasitic nematode burden in the gut. We demonstrate that although heterozygosity is associated with some components of fitness, most notably adult male reproductive success, in general it is only weakly associated with population growth.

Introduction

A positive association between neutral marker heterozygosity and individual performance (also known as a heterozygosity-fitness correlation; HFC) has been reported by numerous studies. In particular, heterozygosity has been found to affect components of individual fitness including survival [1], [2], breeding success [3], [4], [5], disease resistance [6], parasite resistance [7], territory size [8], birdsong complexity [8], growth rate [9], developmental stability [10] and quantitative traits such as birth weight [1], [2]. Since individual heterozygosity influences individual performance, it is also expected to affect population dynamics e.g. [11], [12].

Identifying the population dynamic signature of fluctuations in heterozygosity is challenging because until recently it has not been possible to easily link individual and population-level processes due to the traditional view that they operate over different time scales. This issue has been resolved by Pelletier et al. [13], who put forward a new statistical technique which links trait variation and population growth. Prior to this development, heterozygosity has still been associated with extinction risk [11] and population growth [12] in a meta-population of Glanville fritillary butterflies, as well as in the population recoveries of inbred bighorn sheep [14], wolves [15], [16] and adders [17], through a range of analyses at the population-level.

A second challenge when investigating the individual or population level consequences of heterozygosity is how to transform heterozygosity to generate a statistically comparable estimator of multi-locus heterozygosity. Specifically there are three sources of bias that may arise within heterozygosity measures , which require correction: differences in (a) the number of alleles at each locus, (b) the frequency of different alleles at each locus and (c) the number of loci at which an individual is typed if not all individuals have been typed at all loci [18]. The simplest heterozygosity measure is individual multi-locus heterozygosity (MLH), defined as the proportion of heterozygous loci within an individual [19]. The advantage of using this measure is that it is extremely straightforward, however it does not correct for differences in number and frequency of alleles (i.e. expected heterozygosity) between loci [18]. A method for calculating heterozygosity, which takes into account the differences in mean heterozygosity between individuals as a function of the panel of typed loci, is standardised individual heterozygosity (Hs; [7]). Another technique which corrects for heterozygosity at each locus, given allele frequencies, is the homozygosity weighted by loci (HL) index [18]. It is an advance on Hs as it weighs the contribution of each locus to the homozygosity value depending on its expected heterozygosity [18]. Internal relatedness (IR; [3]) is a further measure of heterozygosity, which not considered in this study due to asymmetries in its treatment of allele frequency (critiqued in [18]).

Pelletier et al.'s [13] method can be employed to assess the link between individual differences in heterozygosity and population growth by determining the proportion of variation in individual contributions to population growth (pt(i); [20]) explained by heterozygosity in a multivariate, statistical framework. An individual's contribution to growth over a time step is estimated by calculating the difference between observed population growth and population growth calculated with the contribution of the focal individual via survival (St(i)) and recruitment (Ft(i)) removed [20]. Specifically,(1)where st(i) and ft(i) are survival and recruitment of individual i at time t and and define mean survival and recruitment across all N individuals in the population. Pelletier et al. [13] decomposed pt(i) to examine how body mass variation influenced population growth within this population using univariate analyses; the method has not been applied before to other populations, extended to the multivariate case or indeed to heterozygosity.

In this paper we address three questions. First, we examine how MLH, Hs and HL differ. Second, having identified increases in the variance of each of these measures with increasing marker number, we apply a normalising transformation to make our heterozygosity data statistically comparable. Third, we examine how individual heterozygosity, estimated using the normalised homozygosity weighted by loci (HL) index, contributes to population growth in the unmanaged population of Soay sheep (Ovis aries L.) in St Kilda, Scotland. We do this by extending Pelletier et al.'s [13] technique of modelling individual contributions to population growth as a function of multiple covariates. We report that variation in normalised HL is weakly associated with population growth in most demographic classes, apart from that of adult males.

Methods

Study system

The Soay sheep is a primitive domestic breed that is thought to have existed unmanaged on the St Kilda archipelago, Scotland, for the past two to three thousand years [21]. The present population, on the island of Hirta (638 ha), is the result of the introduction of 107 individuals from the neighbouring island of Soay (99 ha) in 1932 [22].

Since 1985, Soay sheep within the Village Bay area of Hirta (ca. 175 ha) have been closely monitored [23], [24]. Individuals are tagged soon after birth, regularly recaptured and followed throughout life. Their birth and death dates and breeding success are recorded, along with information regarding morphometric traits (including body weight and faecal egg count, referred to as FEC) and they are genotyped for several microsatellite markers, primarily for paternity analysis. Here, we define the sheep year as running from August 1st to July 31st, and recruitment is defined as the number of lambs an individual produced in April that are still alive in August of the same year. An unusual characteristic of this population is its unstable population dynamics [25], [26], with total population size fluctuating between approximately 600 and 2000 individuals. The Village Bay population represents approximately one third of the total island population [27], and experiences population fluctuations that are strongly correlated with those affecting the entire island [21], [22], [24]. Further details regarding the study site, methods used for data collection and previous research on this population can be found in Clutton-Brock and Pemberton [21].

The probability of survival following a population crash varies with age and sex [28], [29]. Mortality rates are higher in males than females and mature individuals have greater chances of survival than yearlings or lambs. Mortality rates also differ among mature individuals, being highest in prime-aged adults (2 to 6 years) and lower in senescent individuals (>6 years) [23], [28]. Separate analyses were conducted for males and females in each demographic class due to differences in survival between the sexes [30]. Prime-aged and senescent males were combined due to the small sample size of males over 6 years of age (n = 25). Hereafter this category will be known as adult males.

Individual-level covariates

Lambs were assigned to mothers by field observations of maternal behaviours [21]. Fathers were assigned both by genotyping and using the likelihood-based inference program CERVUS 3.0 [31], with a confidence of 80% and a maximum of one mismatch between parents and offspring. To calculate heterozygosity we used the same genetic dataset. Between 1985 and 2008 a total of 4,543 individuals were screened at a panel of up to 42 loci, using the method detailed in Overall et al. [32]. After the omission of functional loci, 25 putatively neutral unlinked microsatellite loci were available for analysis, (shown in Table 1). Body weight (kg) measurements have been recorded every August since 1985, during the annual catch of resident sheep. Parasite load in a year was estimated by taking the mean of repeated individual strongyle faecal egg counts, determined using a modified McMaster technique [33]. Individual contributions to population growth (pt(i)), survival (St(i)) and recruitment (Ft(i)) were calculated from life history data, using the previously stated formula [20].

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Table 1. Population data for all putatively neutral, unlinked microsatellite loci screened.

https://doi.org/10.1371/journal.pone.0019667.t001

Calculating heterozygosity

Loci were first checked for deviations from Hardy-Weinberg equilibrium in CERVUS 3.0 [31] (Table 1). Next, homozygosity/heterozygosity was coded as a binary variable (0/1) for each locus at which an individual was typed. In order to check that heterozygosity was statistically independent between loci, Spearman rank correlations were performed between heterozygosity measures at each locus. To estimate individual heterozygosity across the selected panel of markers, we employed three distinct measures: multilocus heterozygosity (MLH; [19]), standardised heterozygosity (Hs; [7]) and the homozygosity weighted by loci (HL) index [18].

Individual MLH is calculated by measuring the proportion of heterozygous loci within an individual. Hs is estimated by dividing the proportion of heterozygous loci within an individual by the average of the population–level mean heterozygosities of each locus genotyped in that individual [7]. The HL measure is the residual between observed heterozygosity and expected heterozygosity given allele frequencies at each locus [18]. That is:(2.1)where Eh and Ej are respectively the expected heterozygosities of the homozygous and heterozygous loci of an individual. Expected heterozygosity (E) is estimated by:(2.2)where fi = the frequency of the ith allele in the population [18].

Since the variance in all heterozygosity measures tended to decrease with the number of loci typed (see results), we calculated normalised estimates to make our loci statistically comparable. This ensured that mean heterozygosity across all individuals was zero and the standard deviation was 1, regardless of how many loci they were typed at. Normalisation was carried out using the following equation:(3)where Hi represents individual i's heterozygosity measure, and s.d.(H) are respectively the mean and standard deviation of these measures across all individuals typed at the same number of loci as the focal individual.

Contribution analyses

All analyses were carried out using R version 2.9.0 [34]. Multiple regressions of individual contributions to population growth (pt(i), St(i) and Ft(i)) as a function of body weight, FEC, normalised HL and year were carried out for each demographic class. A reduced dataset was used for these analyses that only included individuals which had complete information for these traits (n = 4374). Year was fitted as a factor, and interactions between year and the individual covariates were also investigated. We used a backward model simplification procedure by first fitting saturated models. The models were then simplified by deleting non-significant terms. The r2 values of the minimum adequate models were used to describe the amount of variation in individual contributions to population growth explained by individual traits in each demographic class [13]. In order to define the amount of variation explained by normalised HL alone, the regressions were repeated with and without this term. The difference between the r2 values of the two models represented the proportion accounted for by individual differences in heterozygosity. An identical approach was used to obtain an estimate of the contribution of other model terms to population growth.

We established the amount of variation explained by individual traits in female and male contributions to population growth by multiplying the r2 of each age class by the proportion of the total female or male population within that age class. To describe the amount of variation across the whole population in individual contributions to population growth accounted for by individual traits we summed the products of the r2 values for each demographic class and the proportion of the population represented by that class.

We used multiple regressions throughout the analysis. The only age-classes for which the use of these models could be statistically problematic are adult males and prime-aged females because of repeated measures on individuals. Individual adult males were measured on average 1.71 times when both prime-aged and senescent individuals are included in the calculation. For prime-aged females, the average number of repeated observations was 2.27 times. A linear mixed effect model was fitted with ID as a random effect for prime-aged females to determine whether pseudoreplication was an issue in this analysis. The t-values of the minimum adequate model terms remained significant and estimates did not significantly change, indicating that pseudoreplication does not affect our results.

Results

The majority of the loci which we used in our analysis are statistically heterozygosity-independent, with a few showing weak correlations between their homozygosity/heterozygosity values (specified respectively as 1/0). The heterozygosity at microsatellite marker loci FCB304 showed high statistical correlation with heterozygosity values of RM106 and a slight but significant correlation with MAF45 (Spearman's rank correlation; rho = 0.08, p<0.001 and rho = 0.099, p<0.05 respectively). Hence, FCB304 was excluded from the analyses in order to maintain a consistent assumption of loci independence in subsequent analyses.

Individual multi-locus heterozygosity (MLH), standardised heterozygosity (Hs) and homozygosity weighted by loci (HL) all showed a substantial decrease in variance as the number of markers at which an individual was genotyped increased (Figure 1). Such heteroscedasticity can easily be removed by normalising the measures to ensure that the mean heterozygosity measure across individuals typed at the same number of loci is zero and the standard deviation across them is one. Following normalisation, all measures of heterozygosity were qualitatively similar and correlated with each other (see Table S1). We decided to concentrate on normalised HL in subsequent analyses as it is an improvement over previous metrics since it takes into account differences in allele frequency. Normalised HL is a measure of homozygosity, thus lower values correspond to higher heterozygosity.

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Figure 1. The bias in heterozygosity measures prior to normalisation.

This is illustrated by the manner in which the standard deviation (SD) of the measures decreases with increasing number of genotyped markers (red = MHL, r2 = 0.476, F1, 21 = 19.05, p<0.001, n = 24; blue = Hs, r2 = 0.33, F1, 22 = 10.84, p = 0.003, n = 24; and black = HL, r2 = 0.326, F1, 22 = 10.63, p = 0.004, n = 24). The trend lines indicate the linear regression between the SD in heterozygosity measures with increasing loci genotyped.

https://doi.org/10.1371/journal.pone.0019667.g001

To evaluate the possibility that different demographic classes may be influenced by variation in heterozygosity to different extents, we next examined how normalised HL influenced pt(i), St(i) and Ft(i) in male and female Soay sheep of different ages. We found normalised HL only contributing significantly to population growth through female prime-aged survival (St(i)) and male lamb and adult overall contributions (pt(i)) and fecundities (Ft(i)) (Table 2). Within the male section of the population, variation in normalised HL in an interaction with year explains approximately three times more variation in contributions to population growth via adult fecundity and 1.5 times more variation in contributions via lamb fecundity compared to that explained in prime-aged female survival (Tables 34). When normalised HL is considered on its own, it explains twice the amount of variation in individual contributions to population growth in adult male pt(i) and approximately the same amount of variation in lamb and adult fecundity compared to prime-aged female survival (being 0.13%). Within males, normalised HL in an interaction with year explains approximately twice as much variation in adult pt(i) and Ft(i) compared with lamb Ft(i). Overall, the male age-sex class analyses show that normalised HL explains the least amount of variation compared to other traits. Within prime-aged females, normalised HL explains the least amount of variation in contributions to population growth out of all the traits, except for when it is considered in an interaction with year, where it explains slightly more (approx. 1%) than FEC in such an interaction.

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Table 2. Minimum adequate models for the associations between pt(i), St(i) and Ft(i) and their individual covariates.

https://doi.org/10.1371/journal.pone.0019667.t002

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Table 3. Percentage of variation explained by individual covariates in individual contributions to growth within male age classes.

https://doi.org/10.1371/journal.pone.0019667.t003

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Table 4. Percentage of variation explained by individual covariates in individual contributions to growth within female age classes.

https://doi.org/10.1371/journal.pone.0019667.t004

When we grouped individual contributions to population growth explained by individual traits within each age-class according to sex (Figure 2 and Table 5), normalised HL in an interaction with year explains approximately four times the amount of variation in both male pt(i) and fecundity compared to the variation explained in female survival. When it is considered on its own, it explains double the amount. Albeit more important in males, normalised HL still explains a minimal amount. Within male pt(i) and Ft(i), normalised HL explains approximately the same amount (approx. 0.1%), which is up to 30 and 50 times less variation respectively than when other traits are considered alone within the same groups. In an interaction with year, normalised HL explains approximately the same amount of variation in male pt(i) as FEC in an interaction with year (approx. 5%) and slightly less than weight in an interaction with year (being 7.33%). Within the contributions via male fecundity, normalised HL in an interaction with year accounts for approximately the same amount of variation as weight in an interaction with year (approx. 5%), and approximately 2% more variation than FEC in an interaction with year.

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Figure 2. Variation in individual's contribution to population growth (pt(i)), via survival (St(i)) and recruitment (Ft(i)) explained by individual traits.

The bars represent the total explained variation within pt(i), St(i) and Ft(i) across different sections of the population (in the population as a whole, within females and within males). The different colours represent the proportion explained by individual covariates on their own or in an interaction with year. The colon between covariate terms indicates that their effects are being considered in an interaction with one another.

https://doi.org/10.1371/journal.pone.0019667.g002

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Table 5. Percentage of variation explained by individual covariates in individual contributions to growth within the population as a whole, and across females and males.

https://doi.org/10.1371/journal.pone.0019667.t005

When the explanatory power of normalised H is grouped within females (Figure 2 and Table 5), it accounts for a minimal amount of variation in survival when analysed in an interaction with year (1.37%), and explains approximately three times less of the variation explained by both weight and FEC in an interaction with year. When normalised HL is considered on its own it explains an even more negligible amount of variation within female survival (0.05%), and accounts for the least amount of variation explained out of all traits. Although differences in individual weight and FEC on their own explain eight and twelve times more of the variation in female contributions via survival than normalised HL, their explanatory power is also very low (i.e. they explain less than 1%).

At the population level, normalised HL explains approximately the same low amount of variation in overall individual contributions to population growth (pt(i)) as that accounted for via survival and fecundity (approx. 0.05%; Figure 2 and Table 5). When considered in an interaction with year, normalised HL explains slightly more variation. Specifically, it accounts for about the same amount of variation in pt(i) and via fecundity (approx. 3%), whereas in survival it explains approximately three times less variation. Compared to the amount of variation explained by the other traits, normalised HL explains the least in pt(i) and via survival, both on its own and in an interaction with year. Within contributions via fecundity, normalised HL in an interaction with year explains 1% more variation than FEC in an interaction with year and when considered on its own it explains slightly more than both FEC and weight (up to 0.05% more).

Discussion

In this article, we put forward two key findings. First of all, we demonstrate how the choice of method used to calculate multi-locus heterozygosity can influence ones results. We improve on previous methods by providing a normalising technique, which controls for variation in the number of loci genotyped between individuals. Secondly, we demonstrate that although heterozygosity influences some fitness components, most notably male reproductive success, in general it contributes very little to population growth in the Soay sheep of St. Kilda. We achieve this insight by extending a univariate approach, linking trait variation to individual contributions to population growth [13] into a multivariate framework.

Multi-locus heterozygosity quantities are frequently used to estimate how inbred or outbred an individual is, although recent research has queried how well they correlate with inbreeding coefficients [35], [36]. Nonetheless, multi-locus heterozygosity has been widely reported to influence fitness (e.g. [37]), even if the genetic processes it captures are not well understood. A range of multi-locus estimators have been developed, and although they are strongly correlated, the choice of estimator can influence results. We chose to work with HL as it determines the probability an individual is heterozygous given the alleles it carries and the frequency of those alleles within the population. Despite this, we still identified a problem with HL, and other measures of heterozygosity, as they all exhibit substantial heteroscedasticity as a function of the number of loci individuals are genotyped at, with much lower variation in heterozygosity among those individuals genotyped at a larger number of loci. Such heteroscedasticity could influence results, especially if the number of loci routinely genotyped increases with time within a study. We corrected for this heteroscedasticity by normalising the HL score within individuals genotyped at the same number of loci. This finding is crucial as it suggests that studies where individuals are genotyped at different numbers of loci across a population may be reporting biased mean heterozygosity values. If we did not normalise HL in this study, heterozygosity values from different individuals would not have been statistically comparable under the assumptions of normality. As a consequence, our understanding of the contribution of heterozygosity to population growth would have been flawed. To our knowledge, we are the first to consider this source of bias within heterozygosity calculations.

The second main finding of this study is that although heterozygosity has a weak role in population growth, there is considerable variation in the impact of heterozygosity on population dynamics within different gender and age groups. This is related to disparities in the importance of individual traits across population stages. Albeit weak, we found that individual traits explain approximately 2.5 times as much variation in contributions to population growth within males than within females. This difference is even more pronounced in the recruitment component (Ft(i)) of contributions to population growth, where male individual differences account for approximately four times as much variation as in females. These results can be explained by the fact that individual traits are important in defining which males breed as they influence mating success during the rut [21]. In contrast, in prime-aged females, variation in size and FEC are of greater influence to their survival than reproduction. Since they do not need to compete for mates, females will invest more heavily in traits allowing them to survive the winter months, as well as over their pregnancy period [21]. The large contribution of the “year” term to variation in population growth estimates across all stages indicates that interannual differences explain a great deal of the variation in individual contributions to population growth. This highlights the importance of local environmental stochasticity within the dynamics of this population.

The components of the population where we find heterozygosity (defined by normalised HL) most strongly influences individual contributions to population growth are prime-aged females, male lambs, and adult males (composed of prime-aged and senescents). Of these, normalised HL accounts for approximately twice as much within male contributions to population growth as in females, specifically via adult reproductive success. Despite the relative importance of normalised HL in adult males, this effect does not leave a large signature on the population dynamics because it constitutes such a small fraction of the population. Heterozygosity in males determines which males successfully mate (in some years) even if this has no effect on the number of females that would become pregnant in the absence of heterozygous males. The importance of heterozygosity in reproductive success may differ between years on account of fluctuating selection, countervailing selection for different fitness components or frequency-dependent selection [19], [27]. Within females, normalised HL contributed little to population growth and typically much less than other measures of individual variation, such as body weight and FEC. As with all individual traits, when all females are considered together, normalised HL only contributes to survival. When each female age-class is considered separately, we find that this effect is experienced solely via prime-aged females.

Our findings add to the growing number of studies on heterozygosity-fitness correlations that show considerable variation in the strength of this relationship across species, populations and even between gender and age groups within a population. First of all, there has been evidence supporting class-specific effects of heterozygosity in populations of alpine marmots (Marmota marmota) and roe deer (Capreolus capreolus), with similarly low effect sizes [38], [39]. Previous studies of the Soay sheep population of Hirta have also found that heterozygosity explained little variation in parasite resistance [7] and neonatal birth weight and survival [32]. This finding is supported by a comprehensive meta-analysis of published and unpublished HFCs in animal populations (based on MLH, Hs, IR, d2 and standardised d2), which concluded that, generally, heterozygosity accounts for less than 1% of the variance in phenotypic characters associated with fitness [40]. In contrast, Sneddon et al. [8] found that in the subdesert mesite (Monias benschi) heterozygosity (measured by Hs and IR) explained a considerable amount of variance in group territory size (r2 = approx. 60%), song structure (r2 = approx. 50% for males; 20% for females) and seasonal reproductive success (r2 = approx. 40%). Hanski and Saccheri (2006) also identified heterozygosity (MLH) as having an important role within population dynamics, accounting for 26% of the total deviance in a model developed for population extinction events within fragmented Glanville fritillary butterfly (Melitaea cinxia) populations. We propose that the range of discrepancies in the importance of heterozygosity for survival and breeding success across HFC analyses may reflect differences in recent immigration and mixing between populations as well as variation in selection pressures [40].

We extend a recently developed method [13] for linking individual and population level processes to gain insight into the role of heterozygosity in population dynamics. Using a statistical transformation of the homozygosity weighted by loci (HL) index, we show that the relative importance of heterozygosity in Soay sheep population growth differs markedly between sexes and age-classes. Overall, we find little evidence that heterozygosity influences population growth.

Supporting Information

Table S1.

Summary of linear models describing the association between normalised and non-normalised heterozygosity measures estimated using the selected panel of loci.

https://doi.org/10.1371/journal.pone.0019667.s001

(DOCX)

Acknowledgments

Thanks to the National Trust for Scotland and the Scottish Natural Heritage for permission to work on St. Kilda and the MOD, QinetiQ, Amey and ESS staff on St. Kilda and Benbecula for logistical support. J.G. Pilkington and many volunteers have collected field data and D. Bancroft, J. Slate, J. Smith, K. Byrne, F. Jones, M. Robinson and A. Bento contributed to the genotyping. T.H.G. Ezard provided helpful comments on an earlier version.

Author Contributions

Conceived and designed the experiments: FP TC. Performed the experiments: MMIDF. Analyzed the data: MMIDF. Wrote the paper: MMIDF. Contributed the life-history and genetic datasets: JMP TC-B.

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